top of page
Retail and 3rd party audit preparation
 This type of contract is focused on compliance and usually requires multi-disciplinary cooperation.
 The proposed course of action for this type of assignment is:
  • Establish the time scope available to the business until the commencement of the audit
  • Detailed evidence-based gap analysis / internal audit against the required standard
  • Based on the findings of the gap analysis construction of the Compliance Plan:
       - Prioritization of the issues (major => minor => recommendations) 
       - Assemble a multi-disciplinary compliance team that will work together to prepare for the audit
       - Securing commitment of the key stakeholders to address issues identified and agree deadlines
       - Construct a Gantt Chart to measure progress
  • Facilitate meetings of the compliance team to review progress and troubleshoot any issues
  • Prior to the actual audit carry out a mock audit to review if all previously identified gaps are addressed
  • Close all non-conformances identified during the mock audit
  • Assist the business during the actual audit
  • Assist the business in designing an action plan post-audit and systems of ongoing compliance
bottom of page